Inter
national
J
our
nal
of
P
o
wer
Electr
onics
and
Dri
v
e
System
(IJPEDS)
V
ol.
16,
No.
1,
March
2025,
pp.
185
∼
194
ISSN:
2088-8694,
DOI:
10.11591/ijpeds.v16.i1.pp185-194
❒
185
Backstepping
multiphase
induction
machine
contr
ol
impact
in
pr
esence
of
open
phases
fault
Chak
er
Berrahal,
Abderrahim
El
F
adili
LSIB
Laboratory
,
FST
Mohammedia,
Hassan
II
Uni
v
ersity
of
Casablanca,
Casablanca,
Morocco
Article
Inf
o
Article
history:
Recei
v
ed
month
dd,
yyyy
Re
vised
month
dd,
yyyy
Accepted
month
dd,
yyyy
K
eyw
ords:
Backstepping
control
DC/A
C
In
v
erter
L
yapunouv
stability
Multiphase
induction
machine
Open
phases
f
ault
ABSTRA
CT
As
po
wer
requirements
increase,
multiphase
induction
machines
(MPIMs)
present
a
promising
alternati
v
e
to
con
v
entional
three-phase
induction
machines.
These
machines
help
reduce
the
current
switched
by
the
in
v
erter
and
circulat-
ing
through
the
windings
,
which
in
turn
mitig
ates
torque
ripple.
Moreo
v
er
,
in-
corporating
more
than
three
phases
enhances
system
reliability
,
allo
wing
the
machine
to
maintain
operation
e
v
en
in
the
e
v
ent
of
one
or
more
phase
f
ailures.
This
mak
es
MPIMs
particularly
suitable
for
high-reliability
applications,
such
as
electric
v
ehicles.
While
most
pre
vious
studies
ha
v
e
concentrated
on
speed
and
ux
control
of
MPIMs,
less
attention
has
been
gi
v
en
to
handling
open-phase
f
aults.
This
paper
e
xplores
the
rob
ustness
of
the
backstepping
control
method
applied
to
MPIMs,
particularly
in
scenarios
in
v
olving
open-phase
f
a
ults.
The
proposed
multi-loop
nonlinear
controller
is
de
v
eloped
to
achie
v
e
tw
o
main
ob-
jecti
v
es:
precise
speed
re
gulation
across
a
wide
range
of
speed
references,
and
ef
fecti
v
e
rotor
ux
control.
The
con
v
er
gence
of
the
feedback
control
system
is
rigorously
analyzed
using
L
yapuno
v’
s
stability
theory
.
Simulation
results
sho
w
that,
although
the
control
objecti
v
es
are
met,
stator
current
demands
increase
as
more
phases
e
xperience
f
aults.
This
observ
ation
highlights
the
need
for
further
de
v
elopment
of
MPIM
models
that
tak
e
phase
f
aults
into
consideration.
This
is
an
open
access
article
under
the
CC
BY
-SA
license
.
Corresponding
A
uthor:
Chak
er
Berrahal
LSIB
Laboratory
,
FST
Mohammedia,
Hassan
II
Uni
v
ersity
of
Casablanca
Casablanca,
Morocco
Email:
chak
er
.berrahal@gmail.com
1.
INTR
ODUCTION
Multiphase
induction
machines
are
increas
ingly
popular
in
industrial
applications
due
to
their
reli
a-
bility
and
high
operational
a
v
ailability
[1].
The
distrib
ution
of
po
wer
across
multiple
phases
results
in
lo
wer
per
-phase
con
v
erter
currents,
reducing
stress
on
the
machine
windings
and
po
wer
electronics
semiconductors.
The
y
of
fer
numerous
adv
antages,
including
higher
torque
density
,
impro
v
ed
torque
quality
,
and
increased
o
v
er
-
all
ef
cienc
y
[2].
This
paper
aims
to
pro
vide
an
o
v
ervie
w
of
the
k
e
y
de
v
elopments
in
multiphase
induction
machines,
emphasizing
their
ability
to
operate
under
f
ault
conditions.
Extensi
v
e
research
has
been
conducted
on
this
topic
[3],
[4],
focusing
on
operational
analysis,
modeling,
control,
and
f
ault
diagnosis
algorithms.
As
pre
viously
mentioned,
these
machines
of
fer
se
v
eral
benets
o
v
er
their
three-phase
counterparts
[5].
The
dis-
trib
ution
of
po
wer
o
v
er
a
greater
number
of
phases
reduces
electrical
and
thermal
stress
per
phase,
enhancing
reliability
and
po
wer
density
[6].
Moreo
v
er
,
the
increased
number
of
phases
pro
vides
better
operational
redun-
danc
y
,
which
is
v
aluable
in
critical
applications
such
as
aerospace
and
electric
traction
[2],
[4].
In
the
e
v
ent
of
a
phase
f
ailure,
the
machine
can
continue
operat
ing,
albeit
with
reduced
performance,
b
ut
remains
functional
[7].
J
ournal
homepage:
http://ijpeds.iaescor
e
.com
Evaluation Warning : The document was created with Spire.PDF for Python.
186
❒
ISSN:
2088-8694
These
machines
also
perform
well
at
lo
w
speeds
and
high
torque
[7],
making
them
ideal
for
electric
v
ehicles
and
rene
w
able
ener
gy
systems
[4],
[8].
The
rene
wed
interest
in
multiphase
induct
ion
machines
is
supported
by
adv
ancements
in
po
wer
electronics
and
adv
anced
control
techniques.
Control
techniques
are
crucial
to
fully
e
x-
ploit
the
characteristics
of
multiphase
induction
machines,
especially
in
the
presence
of
f
aults.
These
machines
dif
fer
from
con
v
entional
three-phase
machines
in
the
number
of
stator
phases
and
are
typically
po
wered
by
multiphase
con
v
erters,
allo
wing
better
control
and
greater
operational
e
xibility
.
A
k
e
y
feature
of
multiphase
induction
machines
is
their
ability
to
operate
in
a
de
graded
mode
under
f
ault
conditions.
Thanks
to
their
redun-
danc
y
and
po
wer
distrib
ution
across
multiple
phases,
t
hese
machines
can
continue
functioning,
albeit
slightly
reduced,
in
the
e
v
ent
of
one
or
more
phase
f
ailures
[9].
Thi
s
is
a
major
adv
antage
for
critical
applications
such
as
aerospace,
marine,
and
electric
traction,
where
reliability
and
continuity
of
service
are
essential.
Se
v
eral
control
techniques
ha
v
e
been
de
v
eloped
for
multiphase
induction
machines,
enabling
them
to
operate
under
normal
conditions
and
in
the
presence
of
f
aults
[6],
[9].
These
include:
−
Multi
v
ariable
v
ector
control
[10],
[9]:
This
allo
ws
independent
control
of
the
machine’
s
torque
and
ux.
This
approach
is
particularly
suited
to
multiphase
induction
machines
due
to
the
comple
xity
associated
with
the
high
number
of
phases.
−
F
ault-tolerant
control
strate
gies
[11]
:
These
aim
to
maintain
machine
performance
e
v
en
in
the
e
v
ent
of
phase
f
ailures.
These
techniques
typically
in
v
olv
e
reconguring
the
control
system
to
adapt
to
the
ne
w
operating
conditions
.
−
Nonlinear
control
techniques
[12]–[14]:
Such
as
backstepping
and
sliding
modes,
which
of
fer
better
performance
and
greater
Impact
to
disturbances
and
model
uncertainties.
These
control
approaches
ha
v
e
been
e
xtensi
v
ely
studied
in
the
literature
,
demonstrating
the
pot
ential
of
multiphase
induction
machines
for
critical
applications
requiring
reliability
and
f
ault
tolerance
[15],
[16].
The
objecti
v
e
of
this
paper
is
to
present
the
modeling
and
control
of
the
inte
gration
between
a
DC/A
C
con
v
erter
and
a
multiphase
induction
machine
connected
to
a
battery
.
The
Impact
of
the
re
gulator
,
designed
and
analyzed
using
the
backstepping
technique
[17],
will
be
e
v
aluated
by
introducing
f
aults
in
one
or
more
arms
of
the
DC/A
C
con
v
erter
supplying
the
multiphase
machine.
The
controller’
s
Impact
will
be
tested
through
simulations
conducted
in
the
MA
TLAB/Simulink
en
vironment
[18],
[19].
The
paper
is
or
g
anized
as
follo
ws:
Section
2
introduces
the
model
of
the
MultiPhase
Induction
Ma-
chine
(MPIM)
with
n
phases
and
its
association
with
a
DC/A
C
in
v
erter
,
e
xpressed
in
the
x
ed
frame
(
α
,
β
),
used
to
dri
v
e
a
battery-po
wered
electric
v
ehicle.
Section
3
is
dedicated
to
the
synthesis
of
a
multi-loop
nonlin-
ear
controller
using
the
backstepping
technique
and
L
yapuno
v
stability
.
Section
4
presents
simulation
results
to
illustrate
the
control
Impact
in
the
e
v
ent
of
an
open-phase
f
ault.
2.
MODELING
OF
THE
SYSTEM
F
or
our
study
,
we
consider
an
n-phase
induction
machine
(MPIM)
po
wered
by
an
n-le
g
v
oltage
in
v
erter
(DC/A
C
in
v
erter),
used
to
dri
v
e
a
battery-po
wered
electric
v
ehicle.
The
schematic
diagram
is
sho
wn
in
Figure
1.
2.1.
MPIM
model
The
model
of
a
MultiPhase
induction
machine
(MPIM)
with
n
phases,
e
xpressed
in
the
x
ed
frame
(
α
,
β
),
w
as
deri
v
ed
using
the
P
ark
transformation.
Using
the
stator
current
components
(
i
sα
and
i
sβ
)
and
the
rotor
ux
components
(
ϕ
r
α
and
ϕ
r
β
)
as
state
v
ariables,
the
tw
o-phase
model
of
the
MPIM
is
described
by
(1).
dω
dt
=
p
M
sr
J
L
r
(
ϕ
r
α
i
sβ
−
ϕ
r
β
i
sα
)
−
T
L
J
−
f
v
J
ω
di
sα
dt
=
−
γ
i
sα
+
M
sr
R
r
σ
L
s
L
2
r
ϕ
r
α
+
M
sr
σ
L
s
L
r
pω
ϕ
r
β
+
1
σ
L
s
v
sα
di
sβ
dt
=
−
γ
i
sβ
+
M
sr
R
r
σ
L
s
L
2
r
ϕ
r
β
−
M
sr
σ
L
s
L
r
pω
ϕ
r
α
+
1
σ
L
s
v
sβ
dϕ
r
α
dt
=
−
R
r
L
r
ϕ
r
α
+
pω
ϕ
r
β
+
R
r
M
sr
L
r
i
sα
dϕ
r
β
dt
=
−
R
r
L
r
ϕ
r
β
−
pω
ϕ
r
α
+
M
sr
R
r
L
r
i
sβ
(1)
The
follo
wing
notations
are
used:
(
i
sα
,
i
sβ
are
stator
current
α
β
components),
(
ϕ
r
α
,
ϕ
r
β
are
rotor
ux
α
β
components),(
v
sα
,
v
sβ
are
stator
v
oltage
α
β
components),(
ω
is
rotor
speed,
(
R
s
,
R
r
are
stator
and
rotor
resistances),(
L
s
,
L
r
are
stator
and
rotor
self-inductances),
(
M
sr
is
Mutual
inductance
between
the
stator
and
Int
J
Po
w
Elec
&
Dri
Syst,
V
ol.
16,
No.
1,
March
2025:
185–194
Evaluation Warning : The document was created with Spire.PDF for Python.
Int
J
Po
w
Elec
&
Dri
Syst
ISSN:
2088-8694
❒
187
the
rotor),
(
f
v
is
friction
coef
cient,(
J
is
rotor
inertia),
(
T
L
is
load
torque)
and
(
p
is
the
number
of
pole
pairs).
with
the
parameters
γ
and
σ
are
dened
as:
γ
=
L
2
r
R
s
+
M
2
sr
R
r
σ
L
s
L
2
r
and
σ
=
1
−
M
2
sr
L
s
L
r
.
2.2.
DC/A
C
in
v
erter
model
The
modeli
n
g
of
the
con
v
erter
in
the
multiphase
reference
frame,
sho
wn
in
Figure
2,
in
v
olv
es
e
xpress-
ing
the
v
oltages
at
nodes
1,
2,
...,
t
o
n
of
the
in
v
erter
with
respect
to
the
midpoint
M.
These
v
oltages
can
be
e
xpressed
in
terms
of
the
switch
connection
functions
and
the
input
v
oltage
as
in
(2).
v
S
1
v
S
2
.
v
S
i
.
v
S
n
=
V
dc
n
×
(
n
−
1)
−
1
−
1
.
.
−
1
−
1
(
n
−
1)
−
1
.
.
−
1
.
.
.
.
.
.
−
1
−
1
.
(
n
−
1)
.
−
1
.
.
.
.
.
.
−
1
−
1
−
1
.
.
(
n
−
1)
×
k
1
k
2
.
k
i
.
k
n
(2)
Where:
−
v
S
1
,
v
S
2
,
.
.
.
,
v
S
n
are
the
v
oltages
at
nodes
1,
2,
...,
to
n
with
respect
to
the
midpoint
M.
−
k
1
,
k
2
,
.
.
.
,
k
n
are
the
switch
connection
functions
(binary
v
ariables
that
tak
e
the
v
alue
0
or
1).
−
V
dc
is
the
input
v
oltage
(the
v
oltage
across
the
battery).
T
o
simplify
thi
s
system
of
(2),
we
apply
the
P
ark
transformation.
The
ne
w
system
of
equations
is
then
represented
in
the
(
α
,
β
)
reference
frame.
The
in
v
erter
is
characterized
by
the
independent
control
of
the
stator
v
oltage
components
v
sα
and
v
sβ
.
Accordingly
,
these
v
oltages
are
e
xpressed
as
functions
of
the
corresponding
control
inputs.
v
sα
=
V
dc
.u
1
v
sβ
=
V
dc
.u
2
(3)
Where
u
1
and
u
2
represent
the
a
v
eraged
v
alues
of
the
α
,
β
-components
within
the
multiphase
duty
ratio
system,
obtained
by
applying
the
P
ark
transformation
to
the
duty
ratio
signals
(
k
1
,
k
2
,...,
k
n
)
and
a
v
eraging
o
v
er
PWM
periods.
Figure
1.
Controlled
system
K
K'
K'
K'
K'
K
K
K
1
2
i
n
1
2
i
n
V
S1
S2
Si
Sn
V
V
V
V
dc
1
2
i
n
Figure
2.
Multiphase
DC/A
C-in
v
erter
2.3.
Modeling
of
the
entir
e
system
No
w
,
let
us
dene
the
a
v
eraged
state
v
ariables,
as
in
(4).
x
1
=
ω
,
x
2
=
i
sα
,
x
3
=
i
sβ
,
x
4
=
ϕ
r
α
,
x
5
=
ϕ
r
β
,
(4)
As
clear
from
the
conte
xt,
the
notation
•
refers
to
a
v
eraging
o
v
er
the
PWM
periods.
Then,
it
is
pro
v
ed
in
man
y
places
that
instantaneous
‘MPIM-in
v
erter
association’
representation
(1)
assumes
the
follo
wing
a
v
eraged
form,
in
v
olving
the
a
v
eraged
v
ariables
(3)
and
(4).
˙
x
1
=
−
f
v
J
x
1
+
p
M
sr
L
r
1
J
(
x
3
x
4
−
x
2
x
5
)
−
T
L
J
(5)
˙
x
2
=
R
r
M
sr
σ
L
s
L
2
r
x
4
+
pM
sr
σ
L
s
L
r
x
5
x
1
−
γ
x
2
+
V
dc
σ
L
s
u
1
(6)
Bac
kstepping
multiphase
induction
mac
hine
contr
ol
impact
in
...
(Chak
er
Berr
ahal)
Evaluation Warning : The document was created with Spire.PDF for Python.
188
❒
ISSN:
2088-8694
˙
x
3
=
R
r
M
sr
σ
L
s
L
2
r
x
5
−
pM
sr
σ
L
s
L
r
x
4
x
1
−
γ
x
3
+
V
dc
σ
L
s
u
2
(7)
˙
x
4
=
−
R
r
L
r
x
4
+
R
r
L
r
M
sr
x
2
−
p
x
1
x
5
(8)
˙
x
5
=
−
R
r
L
r
x
5
+
R
r
L
r
M
sr
x
3
+
p
x
1
x
4
(9)
3.
CONTR
OLLER
DESIGN
3.1.
Contr
ol
objecti
v
es
The
operational
control
objecti
v
es
are
tw
ofold:
−
Speed
re
gulation:
the
machine
speed
ω
must
closely
follo
w
a
gi
v
en
reference
signal
ω
r
ef
.
−
Re
gulating
the
rotor
ux
norm
ϕ
r
=
p
x
2
4
+
x
2
5
should
be
maintained
at
a
reference
v
alue
ϕ
r
ef
,
ideally
equal
to
its
nominal
v
alue.
3.2.
Motor
speed
and
r
otor
norm
ux
contr
ol
design
The
task
of
controlling
the
rotor
speed
and
rotor
ux
norm
is
no
w
considered
for
the
multiphase
induction
motor
described
by
(5)-(9).
The
speed
reference
x
∗
1
=
ω
r
ef
is
an
y
bounded
and
dif
ferentiable
function
of
time,
with
its
rst
tw
o
deri
v
ati
v
es
being
a
v
ailable
and
bounded.
These
conditions
can
al
w
ays
be
satised
by
ltering
the
original
(possibly
non-dif
ferentiable)
reference
through
a
unit
static
g
ain
second-order
linear
lter
.
The
rotor
ux
reference
ϕ
r
is
set
to
its
nominal
v
alue.
The
controller
design,
illustrated
in
Figure
3
(backstepping
control
scheme),
will
be
carried
out
in
tw
o
steps
using
the
backstepping
technique
[20]-[23],
Figure
3.
Backstepping
control
scheme
3.2.1.
Step
1:
Intr
oducing
tracking
err
ors
Let’
s
dene
the
tracking
errors
as
(10)
and
(11).
z
1
=
ω
r
ef
−
x
1
(10)
z
2
=
ϕ
2
r
ef
−
(
x
2
4
+
x
2
5
)
(11)
From
(5),
(8),
and
(9),
it
follo
ws
that
the
errors
z
1
and
z
2
are
go
v
erned
by
the
follo
wing
dif
ferential
equations,
as
(12)
and
(13).
z
1
=
˙
ω
r
ef
+
f
v
x
1
J
−
pM
sr
J
.L
r
(
x
3
x
4
−
x
2
x
5
)
+
T
L
J
(12)
z
2
=
2
ϕ
r
ef
˙
ϕ
r
ef
−
2
R
r
M
sr
L
r
(
x
2
x
4
+
x
3
x
5
)
+
2
R
r
L
r
(
ϕ
2
r
ef
−
z
2
)
(13)
In
(12)
and
(13),
the
terms
p
M
sr
J
L
s
(
x
3
x
4
−
x
2
x
5
)
and
2
R
r
M
sr
L
r
(
x
2
x
4
+
x
3
x
5
)
emer
ge
as
virtual
control
signals.
W
ere
these
actual
control
signals,
the
error
system
(12)
and
(13)
could
be
globally
asymptotically
stabilized
by
setting
p
M
sr
J
L
s
(
x
3
x
4
−
x
2
x
5
)
=
µ
1
and
2
R
r
M
sr
L
r
(
x
2
x
4
+
x
3
x
5
)
=
ν
1
,
where:
Int
J
Po
w
Elec
&
Dri
Syst,
V
ol.
16,
No.
1,
March
2025:
185–194
Evaluation Warning : The document was created with Spire.PDF for Python.
Int
J
Po
w
Elec
&
Dri
Syst
ISSN:
2088-8694
❒
189
µ
1
def
=
(
c
1
z
1
+
˙
ω
r
ef
)
+
T
L
J
+
f
v
J
(
ω
r
ef
−
z
1
)
(14)
ν
1
def
=
c
2
z
2
+
2
ϕ
r
ef
˙
ϕ
r
ef
+
2
R
r
L
r
(
ϕ
2
r
ef
−
z
2
)
(15)
Here,
c
1
and
c
2
represent
positi
v
e
design
parameters.
Ho
we
v
er
,
since
p
M
sr
J
L
s
(
x
3
x
4
−
x
2
x
5
)
and
2
R
r
M
sr
L
r
(
x
2
x
4
+
x
3
x
5
)
are
not
the
actual
control
signals,
the
y
cannot
be
equated
to
µ
1
and
ν
1
respecti
v
ely
.
Nonetheless,
we
retain
the
e
xpressions
of
µ
1
and
ν
1
as
initial
stabilizing
functions
and
introduce
the
ne
w
errors
[23]-[25].
z
3
=
µ
1
−
p
M
sr
J
.L
r
(
x
3
x
4
−
x
2
x
5
)
(16)
z
4
=
ν
1
−
2
R
r
L
r
M
sr
(
x
2
x
4
+
x
3
x
5
)
(17)
Then,
using
the
notations
(10)-(17),
the
dynamics
of
the
errors
z
1
and
z
2
,
initially
described
by
(12)
and
(13),
can
be
re
written
as
(18)
and
(19).
z
1
=
−
c
1
z
1
+
z
3
(18)
z
2
=
−
c
2
z
2
+
z
4
(19)
3.2.2.
Step
2:
Deri
ving
contr
ol
signals
T
o
ensure
the
con
v
er
gence
of
all
errors
(
z
1
,
z
2
,
z
3
,
z
4
)
to
zero,
we
need
to
elucidate
the
dependenc
y
of
these
errors
on
the
actual
control
signals
(
u
1
,
u
2
).
Initially
focusing
on
z
3
,
we
deri
v
e
its
dynamics
from
(16).
z
3
=
˙
µ
1
−
p
M
sr
J
L
r
(
˙
x
3
x
4
+
x
3
˙
x
4
−
˙
x
2
x
5
−
x
2
˙
x
5
)
(20)
Utilizing
(5)-(9)
and
(14),
we
simplify
(20)
to
(21).
z
3
=
µ
2
−
p
M
sr
J
L
r
V
dc
σ
L
s
(
x
5
u
1
−
x
4
u
2
)
(21)
Where,
as
in
(22).
µ
2
=
h
c
1
(
−
c
1
z
1
+
z
3
)
+
¨
ω
r
ef
+
˙
T
L
J
−
f
v
.T
L
J
2
i
+
pM
sr
J
.L
r
(
f
v
J
+
R
r
L
r
+
γ
)(
x
4
x
3
−
x
2
x
5
)
+
p
2
M
sr
x
1
J
.L
r
(
x
3
x
5
+
x
2
x
4
)
+
p
2
M
2
sr
σ
J
.L
s
L
2
r
x
1
(
x
2
4
+
x
2
5
)
(22)
Similarly
,
for
z
4
from
(17),
we
ha
v
e
(23).
z
4
=
˙
ν
1
−
2
R
r
M
sr
L
r
(
˙
x
2
x
4
+
x
2
˙
x
4
+
˙
x
3
x
5
+
x
3
˙
x
5
)
(23)
Substituting
(5)-(9)
and
(15)
into
(23),
we
get
(24).
z
4
=
ν
2
−
2
R
r
L
r
M
sr
V
dc
σ
L
s
(
u
1
x
4
+
u
2
x
5
)
(24)
Where,
as
in
(25).
ν
2
=
c
2
(
−
c
2
z
2
+
z
4
)
+
2(
˙
ϕ
2
r
ef
+
ϕ
r
ef
¨
ϕ
r
ef
)
−
(2(
R
r
L
r
)
2
+
2(
R
r
L
r
)
2
M
sr
σ
L
s
L
r
M
sr
)(
x
2
4
+
x
2
5
)
Bac
kstepping
multiphase
induction
mac
hine
contr
ol
impact
in
...
(Chak
er
Berr
ahal)
Evaluation Warning : The document was created with Spire.PDF for Python.
190
❒
ISSN:
2088-8694
−
2(
R
r
M
sr
L
r
)
2
(
x
2
2
+
x
2
3
)
+
2
pR
r
M
sr
L
r
x
1
(
x
2
x
5
−
x
3
x
4
)
+
(4(
R
r
L
r
)
2
M
sr
+
2
R
r
L
r
γ
M
sr
)(
x
2
x
4
+
x
3
x
5
)
(25)
No
w
,
considering
the
error
system
(18)-(19),
(21),
and
(24),
we
propose
an
augmented
L
yapuno
v
function
candidate.
V
=
1
2
z
2
1
+
1
2
z
2
2
+
1
2
z
2
3
+
1
2
z
2
4
(26)
Its
time-deri
v
ati
v
e
along
the
trajectory
of
the
state
v
ector
(
z
1
,
z
2
,
z
3
,
z
4
)
is
as
(27).
V
=
˙
z
1
z
1
+
˙
z
2
z
2
+
˙
z
3
z
3
+
˙
z
4
z
4
(27)
Utilizing
(18)-(19),
(21),
(24),
and
(27)
e
xpands
as
(28).
V
=
z
1
(
−
c
1
z
1
+
z
3
)
+
z
2
(
−
c
2
z
2
+
z
4
)
+
z
3
(
µ
2
−
pM
sr
V
dc
σ
L
s
L
r
(
x
5
u
1
−
x
4
u
2
))
+
z
4
(
ν
2
−
2
R
r
M
sr
V
dc
σ
L
s
L
r
(
x
4
u
1
+
x
5
u
2
))
(28)
Supplementing
c
3
z
2
3
−
c
3
z
2
3
+
c
4
z
2
4
−
c
4
z
2
4
to
the
right
side
of
(28)
and
rearranging
terms,
we
obtain
(29).
V
=
−
c
1
z
2
1
−
c
2
z
2
2
−
c
3
z
2
3
−
c
4
z
2
4
+
z
3
h
µ
2
+
z
1
+
c
3
z
3
−
pM
sr
V
dc
σ
L
s
L
r
(
x
5
u
1
−
x
4
u
2
)
i
+
z
4
c
4
z
4
+
z
2
+
ν
2
−
2
R
r
M
sr
V
dc
σ
L
s
L
r
(
x
4
u
1
+
x
5
u
2
)
(29)
Here,
c
3
and
c
4
represent
ne
w
positi
v
e
real
design
parameters.
(29)
implies
that
the
control
signals
u
1
,
u
2
must
be
selected
to
render
the
quantities
within
the
curly
brack
ets
on
the
right
side
of
(29)
to
zero.
Setting
these
quantities
to
zero
and
solving
the
resulting
second-order
linear
equation
system
with
respect
to
(
u
1
,
u
2
)
yields
the
follo
wing
control
la
w
,
as
in
(30).
u
1
u
2
=
λ
0
λ
1
λ
2
λ
3
−
1
z
1
+
c
3
z
3
+
µ
2
z
2
+
c
4
z
4
+
ν
2
(30)
W
ith:
λ
0
=
p
V
dc
σ
L
s
M
sr
L
r
x
5
,
λ
1
=
−
p
V
dc
σ
L
s
M
sr
L
r
x
4
λ
2
=
2
R
r
V
dc
σ
L
s
M
sr
L
r
x
4
,
λ
3
=
2
R
r
V
dc
σ
L
s
M
sr
L
r
x
5
(31)
Notably
,
the
matrix
λ
0
λ
1
λ
2
λ
3
is
nonsingular
,
as
its
determinant,
D
=
λ
0
λ
3
−
λ
2
λ
4
=
−
2
R
r
L
r
V
dc
σ
L
s
M
sr
(
x
2
4
+
x
2
5
)
,
remains
non-zero
since
the
ux
ϕ
r
=
p
x
2
4
+
x
2
5
ne
v
er
v
anishes
practically
due
to
the
presence
of
the
remnant
ux.
Substituting
the
control
la
w
(30)
into
(
u
1
,
u
2
)
on
the
right
side
of
(29),
we
get
(32).
V
=
−
c
1
z
2
1
−
c
2
z
2
2
−
c
3
z
2
3
−
c
4
z
2
4
(32)
Since
the
right
side
of
(32)
is
a
ne
g
ati
v
e
denite
function
of
the
state
v
ector
(
z
1
,
z
2
,
z
3
,
z
4
),
the
latter
globally
asymptotically
v
anish
[14].
This
result
is
more
e
xplicitly
formulated
in
the
follo
wing
theorem:
Theorem:
stability
and
con
v
er
gence
analysis:
consider
the
closed-loop
system
comprising:
Int
J
Po
w
Elec
&
Dri
Syst,
V
ol.
16,
No.
1,
March
2025:
185–194
Evaluation Warning : The document was created with Spire.PDF for Python.
Int
J
Po
w
Elec
&
Dri
Syst
ISSN:
2088-8694
❒
191
−
The
MPIM-DC/A
C
con
v
erter
association,
described
by
model
(5)-(9)
−
The
nonlinear
controller
dened
by
the
control
la
w
(30)
Then,
the
follo
wing
properties
hold:
−
The
closed-loop
error
system,
e
xpressed
in
the
(
z
1
,
z
2
,
z
3
,
z
4
)
coordinates,
e
v
olv
es
according
to
(33)-
(36).
z
1
=
−
c
1
z
1
+
z
3
(33)
z
2
=
−
c
2
z
2
+
z
4
(34)
z
3
=
−
c
3
z
3
−
z
1
(35)
z
4
=
−
c
4
z
4
−
z
2
(36)
−
The
abo
v
e
linear
system
is
stable
with
respect
to
the
L
yapuno
v
function
V
=
1
2
z
2
1
+
1
2
z
2
2
+
1
2
z
2
3
+
1
2
z
2
4
,
and
the
errors
(
z
1
,
z
2
,
z
3
,
z
4
)
e
xponentially
con
v
er
ge
to
zero.
Proof:
(33)
and
(34)
directly
stem
from
(18)-(19).
(35)
is
deri
v
ed
by
substituting
the
control
la
w
(30)
into
(
u
1
,
u
2
)
on
the
right
side
of
(21).
Similarly
,
(36)
is
obtained
by
substituting
the
control
la
w
(30)
into
(
u
1
,
u
2
)
on
the
right
side
of
(24).
Thus,
P
art
1
is
established.
Furthermore,
from
(26),
it
is
e
vident
that
V
=
1
2
z
2
1
+
1
2
z
2
2
+
1
2
z
2
3
+
1
2
z
2
4
serv
es
as
a
(radially
unbounded)
L
yapuno
v
function
for
the
error
syst
em
(33)-(36).
Since
˙
V
is
a
semi-ne
g
ati
v
e
denite
function
of
the
state
v
ector
(
z
1
,
z
2
,
z
3
,
z
4
),
by
L
yapuno
v’
s
equilibrium
point
theorem,
the
entire
error
system
is
e
xponentially
asymptotically
stable,
and
the
errors
con
v
er
ge
to
zero.
4.
SIMULA
TION
AND
RESUL
TS
The
control
system,
described
by
model
(5)-(9),
and
the
control
la
w
(30),
are
e
v
aluated
via
sim
ulation.
The
system’
s
characteristics
are
summarized
in
T
able
1.
The
Impact
of
the
backstepping
multiphase
induction
machine
control
is
assessed
both
with
and
without
open
phase
f
aults.
The
machine
load
remains
constant,
and
the
MPIM
operates
at
a
high
speed
(
ω
r
ef
=
100
r
d/s
).
Initially
,
the
machine
operates
without
open
phase
f
aults
o
v
er
the
interv
al
[
0
,
10
s
]
.
At
t
=
10
s
,
an
open
f
ault
occurs
in
phase
number
one,
and
another
f
aul
t
occurs
in
phase
number
four
at
t
=
14
s
.
The
reference
v
alue
Φ
r
for
the
rotor
ux
norm
is
set
to
its
nominal
v
alue
(
1
w
b
).
The
indicated
v
alues
of
design
parameters
c
1
,
c
2
,
c
3
,
c
4
ha
v
e
been
selected
using
a
’
try-and-error’
search
method
and
pro
v
ed
to
be
suitable.
The
e
xperimental
setup
is
simulated
within
the
MA
TLAB/Simulink
en
vironment
with
a
calculation
step
of
5
µs
.
This
v
alue
is
chosen
considering
that
the
in
v
erter
frequenc
y
commutation
is
15
kHz.
T
able
1.
System
features
Feature
Symbole
V
alue
Unit
Induction
machine
Nominal
po
wer
P
n
7
.
5
k
W
Nominal
current
I
n
9
.
6
A
Stator
resistance
R
s
0
.
63
Ω
Stator
c
yclic
inductance
L
s
0
.
098
H
Rotor
resistance
R
r
0
.
40
Ω
Rotor
c
yclic
inductance
L
r
0
.
09
H
Mutual
inductance
M
sr
0
.
09
H
Inertia
J
0
.
22
k
g
.m
2
V
iscous
rubbing
f
v
0
.
001
N
m/r
d/s
Number
of
pole
pairs
p
2
Number
of
phases
n
5
DC-A
C
con
v
erter
Continuous
v
oltage
Bus
V
dc
500
V
PWM
frequenc
y
F
m
15
.
00
k
H
z
The
control
performance
obtained
is
depicted
in
Figures
4-8,
illustrating
the
impact
of
nonlinear
back-
stepping
control
ag
ainst
one
or
tw
o
phase
f
ailure
f
aults
on
one
or
tw
o
supply
phases,
respecti
v
ely
,
of
the
mul-
tiphase
induction
machine.
Initially
,
the
MPIM
operates
without
an
y
f
ault
until
t
=
10
s.
At
t
=
10
s,
the
rst
Bac
kstepping
multiphase
induction
mac
hine
contr
ol
impact
in
...
(Chak
er
Berr
ahal)
Evaluation Warning : The document was created with Spire.PDF for Python.
192
❒
ISSN:
2088-8694
open
phase
f
ault
occurs
in
phase
number
one,
follo
wed
by
a
second
f
ault
simultaneously
in
phase
number
four
,
starting
from
t
=
14
s.
Figures
4-
8
demonstrate
the
responses
of
rotor
speed,
rotor
ux,
the
phase
stator
current
unaf
fected
by
an
y
f
ault,
and
electromagnetic
torque.
F
or
both
controlled
v
ariables
(
ω
,
Φ
r
),
the
tracking
quality
is
highly
sati
sf
actory
across
all
speed
ranges
(refer
to
Figures
4
and
5).
In
both
scenarios,
the
rotor
ux
norm
and
rotor
speed
closely
match
their
references
and
con
v
er
ge
to
them
after
the
occurrence
of
each
f
ault.
Re-
markably
,
e
v
en
in
the
pre
sence
of
a
single
or
double
f
ault,
the
motor
speed
and
the
rotor
ux
con
v
er
ge
to
w
ards
their
references.
Figure
7
illustrates
the
electromagnetic
torque
generated
by
the
multiphase
induction
machine
before
and
after
the
occurrence
of
open-phase
f
aults.
The
machine
is
loaded
with
a
constant
torque
T
l
set
at
20
N
.m
.
Initially
,
without
an
y
f
aults,
the
electromagnetic
torque
con
v
er
ges,
follo
wing
a
transient
state,
to
w
ards
20
N
.m
.
The
slight
torque
ripples
observ
ed
in
Figure
7
stem
from
the
po
wer
supply
of
the
MPIM
by
the
DC/A
C
con
v
erter
.
After
the
rst
open-phase
f
ault,
the
a
v
erage
v
alue
of
the
electromagnetic
torque
remains
unchanged,
b
ut
the
am
plitude
of
the
ripples
increases
by
10%.
This
increase
further
intensies
with
the
pres
ence
of
tw
o
simultaneous
open-phase
f
aults,
reaching
up
to
40%
(as
depicted
in
Figure
8).
0
2
4
6
8
10
12
14
16
18
20
Time (s)
0
10
20
30
40
50
60
70
80
90
100
S
p
e
e
d
(
r
d
/
s
)
w
_
r
e
f
w
Figure
4.
Rotor
speed
response
0
2
4
6
8
10
12
14
16
18
20
Time (s)
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
F
l
u
x
r
(
w
b
)
P
h
i
_
R
_
r
e
f
P
h
i
R
Figure
5.
Rotor
Flux
response
0
2
4
6
8
10
12
14
16
18
20
Time (s)
-40
-30
-20
-10
0
10
20
30
40
L
3
C
u
r
r
e
n
t
(
A
)
I
s
(
L
3
)
F
i
r
s
t
S
e
c
o
n
d
f
a
u
l
t
i
n
L
1
f
a
u
l
t
i
n
L
4
Figure
6.
Stator
current
in
phase
number
3
response
0
2
4
6
8
10
12
14
16
18
20
Time (s)
0
5
10
15
20
25
30
35
T
o
r
q
u
e
(
N
.
m
)
T
l
T
e
F
i
r
s
t
f
a
u
l
t
i
n
L
1
S
e
c
o
n
d
f
a
u
l
t
i
n
L
4
Figure
7.
Electromagnetic
torque
response
Figure
8.
Zoom
in
electromagnetic
torque
Int
J
Po
w
Elec
&
Dri
Syst,
V
ol.
16,
No.
1,
March
2025:
185–194
Evaluation Warning : The document was created with Spire.PDF for Python.
Int
J
Po
w
Elec
&
Dri
Syst
ISSN:
2088-8694
❒
193
In
Figure
6,
the
stator
current
absorbed
by
phase
number
3,
the
phase
unaf
fected
by
an
y
f
aults,
is
depicted.
At
the
onset
of
a
single
open
phase
f
ault
at
t
=
10
s,
the
stator
current
of
phase
number
3
sur
ges
by
50%
compared
to
its
v
alue
in
the
absence
of
a
f
ault.
W
ith
the
occurrence
of
t
w
o
simultaneous
open
phase
f
aults
starting
from
t
=
14
s,
af
fecting
phases
number
1
and
number
4,
this
current
escalates
by
o
v
er
150%.
5.
CONCLUSION
This
study
e
xplores
the
impact
of
backstepping
control
for
multiphase
induction
machines
in
the
presence
of
open-phase
f
aults.
The
controller
w
as
designed
and
analyzed
using
the
backstepping
technique,
in-
te
grating
the
multiphase
induction
machine
and
the
DC/A
C
in
v
erter
modeled
in
the
x
ed
frame
(
α
,
β
),
without
considering
open-phase
f
aults.
The
proposed
controller
incorporates
nonlinear
loops
aimed
at
ensuring
precise
re
gulation
of
rotor
speed
and
ux.
The
impact
of
backstepping
control
w
as
e
v
aluated
in
single
and
double
open-phase
f
ault
scenarios.
In
both
cases,
the
rotor
ux
norm
and
rotor
speed
closely
foll
o
wed
their
references,
con
v
er
ging
to
them
after
each
f
ault
e
v
ent.
Ev
en
in
the
presence
of
open-phase
f
aults,
the
motor
speed
and
rotor
ux
con
v
er
ged
to
their
references.
After
the
occurrence
of
open-phase
f
aults,
the
stator
current
absorbed
by
the
non-f
aulty
phases
increased
by
50%
and
150%,
respecti
v
ely
.
Although
the
electromagnetic
torque
generated
by
the
multiphase
induction
machine
maintained
the
a
v
erage
v
alue
of
the
load
torque
a
fter
open-phase
f
aults,
the
ripple
amplitude
increased
by
40%.
Hence,
the
design
and
analysis
of
backstepping
control
must
consider
the
presence
of
open-phase
f
aults.
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ux
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BIOGRAPHIES
OF
A
UTHORS
Chak
er
Berrahal
w
as
born
in
1976.
He
recei
v
ed
the
Aggre
g
ation
of
Electrical
Engineering
from
the
Ecole
Normale
Sup
´
erieure
de
l’Enseignement
T
echnique,
(ENSET),
Rabat,
Morocco,
in
2000.
He
recei
v
ed
a
Master
de
gree
in
”Electrical
Engineering”
from
´
Ecole
Nationale
Sup
´
erieure
d’Arts
et
M
´
etiers
(ENSEM),
Rabat,
Morocco,
in
2018,
with
o
v
er
20
years
of
e
xperience
teaching
industrial
maintenance
at
the
Higher
T
echnical
Certicate
(BTS)
le
v
el.
He
currently
t
eaches
at
IBN
SIN
A
T
echnical
High
School
in
K
enitra,
Morocco,
where
he
also
serv
es
as
the
president
of
the
national
jury
for
the
BTS
in
Industrial
Maintenance.
His
research
focuses
on
the
nonlinear
control
of
Multiphase
Induction
machines.
Additionally
,
he
has
played
a
k
e
y
role
in
de
v
eloping
the
BTS
Industrial
Maintenance
c
urriculum,
contrib
uting
to
international
educational
cooperation
between
Morocco,
France,
and
Canada.
He
can
be
contacted
at
email:
chak
er
.berrahal@gmail.com.
Abderrahim
El
F
adili
w
as
born
in
1974.
He
recei
v
ed
the
Aggre
g
ation
of
Electrical
Engineering
f
rom
the
Ecole
Normale
Sup
´
erieure
de
l’Enseignement
T
echnique,
(ENSET),
Rabat,
Morocco,
in
2001,
t
he
Ph.D.
de
gree
in
control
engineering
from
t
he
Mohammed
V
Uni
v
ersity
,
Ra-
bat,
Morocco,
in
2011.
Currently
,
he
is
a
Professor
at
the
F
aculty
of
Sciences
and
T
echniques
of
Mohammedia,
Hassan
II
Uni
v
ersity
of
Casabl
anca,
Morocco
since
2015.
His
research
interests
in-
clude
adapti
v
e
and
rob
ust
non-l
inear
control
and
optimization,
sys
tem
stability
study
of
non-linear
systems,
synthesis
of
non-linear
observ
ers,
and
discretization
and
discrete
control
of
non-linear
sys-
tems.
He
has
published
o
v
er
60
j
ournal/conference
papers
on
t
hese
topics.
He
can
be
contacted
at
email:
elf
adili
abderrahim@yahoo.fr
.
Int
J
Po
w
Elec
&
Dri
Syst,
V
ol.
16,
No.
1,
March
2025:
185–194
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