IAES
Inter
national
J
our
nal
of
Articial
Intelligence
(IJ-AI)
V
ol.
15,
No.
4,
August
2026,
pp.
3944
∼
3954
ISSN:
2252-8938,
DOI:
10.11591/ijai.v15.i4.pp3944-3954
❒
3944
Intra
v
enous
immunoglob
ulin
r
esistance
pr
ediction
in
Kawasaki
disease
using
o
v
ersampled
transf
ormer
embeddings
Namitha
Thattarassery
Nanappan
1,2
,
Ragha
v
endra
Srini
v
asaiah
3
,
V
inith
Rejathalal
4
1
Department
of
Computer
Science
and
Engineering,
CHRIST
(Deemed
to
be
Uni
v
ersity),
Beng
aluru,
India
2
Department
of
Computer
Science
and
Engineering,
Mahaguru
Institute
of
T
echnology
,
Kayamkulam,
India
3
Department
of
AI
and
Data
Science
Engineering,
CHRIST
(Deemed
to
be
Uni
v
ersity),
Beng
aluru,
India
4
Department
of
Articial
Intelligence,
Amrita
V
ishw
a
V
idyapeetham,
Coimbatore,
India
Article
Inf
o
Article
history:
Recei
v
ed
Jun
20,
2025
Re
vised
Jul
11,
2026
Accepted
Jul
21,
2026
K
eyw
ords:
Intra
v
enous
immunoglob
ulin
resistance
Ka
w
asaki
disease
Machine
learning
Ov
ersampling
T
ransformer
embeddings
ABSTRA
CT
Ka
w
asaki
disease
(KD)
is
a
leading
cause
of
acquired
heart
disease
in
children
under
v
e.
Although
intra
v
enous
immunoglob
ulin
(IVIG)
treatment
is
usually
ef
fecti
v
e,
10–20%
of
cases
are
resistant
and
at
higher
risk
for
coronary
complications.
Early
prediction
of
IVIG
resistance
is
critical
b
ut
dif
cult
due
to
the
rarity
of
KD
and
imbalanced
clinic
al
data.
T
o
address
this,
we
propose
a
no
v
el
technique
called
sentence
transformer
embeddings
with
synthetic
minority
o
v
er
-sampling
technique
(SMO
TE)
o
v
ersampling
(STESO),
whi
ch
le
v
erages
the
complementary
strengths
of
tra
nsformer
-based
representation
learning
and
synthetic
o
v
ersampling.
Pretrained
models
such
as
paraphrase-MiniLM-L3-v2
are
used
to
con
v
ert
tab
ular
clinical
data
into
dense
te
xt-based
embeddings,
capturing
deeper
semantic
relationships
across
features.
By
coupling
these
rich
embeddings
with
SMO
TE,
we
balance
class
distrib
utions
directly
in
the
semantic
space,
enabling
tradi
tional
machine
learning
(ML)
models
to
more
ef
fecti
v
ely
detect
minority
(resistant)
cases.
This
syner
gy
yielded
substantial
impro
v
ements
in
sensiti
vity
and
F1-score,
with
random
forest
(RF)
combined
with
STESO
(RF-STESO)
achie
ving
the
highest
o
v
erall
performance.
Among
the
models
e
v
aluated,
our
proposed
model
attained
best
result
as
accurac
y
of
0.85,
sensi
ti
vity
of
0.81,
speci
city
of
0.89,
and
F1-score
of
0.85.
Our
results
underscore
that
the
joint
use
of
transformer
embeddings
and
o
v
ersampling
is
more
ef
fecti
v
e
than
either
approach
in
isolation,
of
fering
a
promising
pathw
ay
for
rare
disease
prediction
tasks
such
as
IVIG
resistance
prediction
in
KD.
This
is
an
open
access
article
under
the
CC
BY
-SA
license
.
Corresponding
A
uthor:
Namitha
Thattarassery
Nanappan
Department
of
Computer
Science
and
Engineering,
CHRIST
(Deemed
to
be
Uni
v
ersity)
Beng
aluru,
Karnataka,
India
Email:namitha.tn@res.christuni
v
ersity
.in
1.
INTR
ODUCTION
Ka
w
asaki
disease
(KD),
rst
described
by
T
omisaku
Ka
w
asaki
in
1967
and
published
in
1974,
is
a
leading
cause
of
acquired
heart
disease
in
children
w
orldwide.
Children
under
the
age
of
v
e
are
the
most
af
fected.
The
y
e
xperi
ence
prolonged
fe
v
er
,
conjuncti
v
al
injection,
sw
ollen
mucosa,
sw
ollen
lymph
nodes,
a
characteristic
rash,
and
mucosal
Inammation.
The
cause
of
KD
continues
to
be
unanswerable,
and
the
absence
of
treatment
for
KD
can
and
will
lead
to
se
v
ere
long-term
cons
equences.
Coronary
artery
aneurysm
(CAA),
J
ournal
homepage:
http://ijai.iaescor
e
.com
Evaluation Warning : The document was created with Spire.PDF for Python.
Int
J
Artif
Intell
ISSN:
2252-8938
❒
3945
myocarditis,
and
arrh
ythmias,
to
name
a
fe
w
,
are
all
complications
that
can
be
de
v
eloped
and/or
e
xacerbated
if
KD
is
not
treated
[1].
Japan
has
the
highest
incident
rate
of
KD,
with
about
12,000
cases
each
year
.
The
primary
KD
treatment
has
been
and
continues
to
be
intra
v
enous
immunoglob
ulin
(IVIG),
and
the
coronary
complications
will
be
reduced
with
this
treatment.
Upon
treatment,
some
patients
demonstrate
persistent
or
recurring
fe
v
er
36
hours
after
the
infusion.
These
patients
at
this
point
demonstrate
IVIG
treatment
resistance.
Risk
o
f
coronary
complications
for
these
patients
is
around
9
times
more
lik
ely
than
for
those
that
respond
to
treatment
[2].
The
main
treatment
of
KD
is
IVIG,
and
the
most
complicated
portion
of
the
treatment
is
predicting
treatment
resistance.
The
unbalanced
datasets
for
KD
ha
v
e
o
v
erwhelmingly
more
responsi
v
e
cases
than
cases
resistant
to
treatment.
Early
identication
of
IVIG
resistance
is
critical
to
pro
vide
additional
interv
entions,
such
as
corticosteroids
or
iniximab,
which
can
signicantly
impro
v
e
patient
outcomes
[3].
Predicting
IVIG
resistance
remains
challenging
due
to
the
imbalanced
nature
of
KD
datasets,
where
IVIG-responsi
v
e
cases
dominate.
Sensiti
vity
scores
of
e
xisting
systems
such
as
K
obayashi,
Eg
ami,
and
Sano
scores
f
all
under
50%,
compromising
these
systems
o
v
erall
predicti
v
e
capability
[4].
Ongoing
research
ef
forts
in
this
area
are
summarized
in
[5]
and
de
v
eloped
a
kno
wledge
frame
w
ork
re
g
arding
IVIG
resistance
predictions.
Mirata
et
al
.
[6]
put
together
a
re
vie
w
which
suggested
that
a
lar
ge
portion
of
present-day
research
focused
on
classical
machine
learning
(ML)
methods.
There
are
classical
ML
techniques
whic
h
include
logistic
re
gression
(LR),
random
forest
(RF),
support
v
ector
machines
(SVM),
gradient
boosting
(GB),
light
gradient
boosting
machine
(LightGBM),
e
xtreme
gradient
boosting
(XGBoost),
and
neural
n
e
tw
orks
(NN).
F
or
e
xample,
Lam
et
al.
[1]
performed
an
e
v
aluation
of
the
models
which
included
LR,
RF
,
nai
v
e
Bayes,
gradient
boosting
m
achine
(GBM),
and
NN
and
documented
f
airly
lo
w
sensiti
vity
with
LR
scoring
0.216,
and
SVM
0.60.
Sunag
a
et
al
.
[7]
sho
wed
implementation
of
LightGBM
and
documented
sensiti
vity
of
0.60.
The
study
,
[8]
incorporated
LR,
while
[9]
utilized
a
wide
v
ariety
of
models
that
consisted
of
LR,
multi-layer
perceptron
(MLP),
RF
,
cate
gorical
boosting
(CatBoost),
e
xplainable
boosting
machine
(EBM),
and
GBM.
The
papers
[10]
and
[11]
both
directed
their
ef
forts
on
models
that
use
RF
.
In
[12]
XGBoost
model
sho
wed
strong
performance
on
the
testing
set
where
the
y
scored
an
area
under
the
curv
e
(A
UC)
of
0.821,
an
accurac
y
of
74.8%,
sensiti
vity
of
88.9%,
and
specicity
of
68.3%.
Also,
Liu
et
al.
[13]
used
LR,
SVM,
XGBoost,
and
LightGBM.
Ev
en
with
the
range
of
models
and
the
gro
wing
v
olume
of
datasets,
most
of
the
approaches
continue
to
ha
v
e
poor
sensiti
vity
which
is
a
serious
problem
gi
v
en
the
class
imbalanc
e
present
in
KD
datasets.
Although
performance
metrics
such
as
accurac
y
,
specicity
,
and
A
UC
are
commonly
reported,
enhancing
sensiti
vity
remains
essential
for
making
these
prediction
models
clinically
meaningful.
This
study
inte
grates
ML
with
transfer
learning
and
inno
v
ati
v
e
natural
language
proces
sing
technologies
to
nd
a
solution.
In
clinical
natural
language
processing,
transformers
are
becoming
essential
technologies
and
are
particularly
and
highly
v
ersatile
at
understanding
dense
and
intricate
medical
te
xts.
Most
recent
research
uses
domain-specic
models
that
are
trained
on
healthcare
materials
and
surpass
general-purpose
models
for
diagnosis
coding
and
symptom
e
xtraction.
F
or
instance,
NorDeClin-bidirectional
encoder
representations
from
transformers
(BER
T)
trained
on
Norwe
gian
clinical
notes
and
signicantly
enhanced
results
on
international
classication
of
diseases
(ICD)
classication
[14].
Spanish
transformers,
for
instance,
enhanced
e
xtraction
of
heart
f
ailure
symptoms
from
elec
tronic
health
records
(EHRs)
[15].
It
is
no
longer
an
academic
e
x
ercise
to
ne-tune
generati
v
e
pre-trained
transformers
(GPTs)
on
medical
corpora
for
clinical
summarization
and
diagnos
is
support,
sharpening
the
focus
on
the
clinical
specialization
of
healthcare
natural
language
processing
[16].
Unlik
e
the
traditional
hand-coded
models,
wherein
numerical
data
are
represented
as
te
xts,
language
models
,
and
more
particularly
sentence
transformers,
are
used
to
nd
the
comple
x
te
xts
that
describe
the
relationship
between
the
data.
Class
imbalance
is
corrected
using
the
synthetic
minority
o
v
er
-sampling
technique
(SMO
TE),
and
the
enhanced
embeddings
are
passed
to
the
classical
ML
methods.
This
approach
bridges
the
g
ap
between
con
v
entional
scoring
systems
and
modern
art
icial
inte
lligence
(AI)
models,
resulting
in
signicant
impro
v
ements
in
prediction
sensiti
vity
and
o
v
erall
performance.
This
w
ork
introduces
sentence
transformer
embeddings
with
SMO
TE
o
v
ersampling
(STESO)
algorithm
as
a
no
v
el
frame
w
ork
for
early
and
accura
te
identication
of
IVIG-resistant
KD
patients.
By
situating
STESO
within
the
broader
paradigm
of
clinical
decision
support
systems
(CDSS),
this
study
sho
ws
ho
w
sentence-transformer
embeddings
can
repurpose
structured
clinical
data
for
sensiti
v
e
prediction
tasks,
while
laying
the
groundw
ork
for
future
inte
gration
with
narrati
v
e
records.
Intr
avenous
immuno
glob
ulin
r
esistance
pr
ediction
in
Kawasaki
disease
...
(Namitha
Thattar
assery
Nanappan)
Evaluation Warning : The document was created with Spire.PDF for Python.
3946
❒
ISSN:
2252-8938
2.
D
A
T
A
AND
METHODS
The
dataset
used
in
this
study
,
as
described
in
[13],
consis
ts
of
1,398
medical
records
of
KD
patients
co
v
ering
the
years
2015-2020.
The
records
include
1,240
cases
of
IVIG-responsi
v
e
patients
and
158
cases
of
IVIG-resistant
patients,
and
contained
31
v
ariables
of
demographic,
clini
cal,
and
imaging,
and
laboratory
data.
T
o
tackle
the
issue
of
data
imbalance
and
to
concentrate
on
impactful
predictors,
as
described
in
the
original
study
,
the
dataset
underwent
feature
selection
to
determine
rele
v
ant
predictors
using
uni
v
ariate
analysis
via
the
chi-square
test
in
SPSS
v
ersion
25.0
(p-v
alue
0.05)
[13].
F
or
the
purposes
of
ensuring
consistenc
y
and
generalizability
of
the
approach,
we
used
the
dataset
in
the
research
[17].
Since
no
predened
feature
subset
w
as
a
v
ailable
for
this
dataset,
we
emplo
yed
Shaple
y
additi
v
e
e
xplanations
(SHAP)
analysis
on
the
full
set
of
v
ariables
to
identify
the
top
14
features
contrib
uting
most
to
IVIG
resistance
predictions.
SHAP
analysis
highlighted
features
such
as
day
of
fe
v
er
and
platelet
count
(PL
T),
both
established
clinical
mark
ers
in
KD,
thereby
supporting
the
biological
plausibility
of
our
approach.
T
o
mak
e
the
dataset
compatible
with
a
language
transformer
model,
numerical
features
were
transformed
into
ordinal
cate
gorical
v
alues
by
analyzing
central
t
endenc
y
,
spread,
and
quartile
metrics.
F
or
instance,
continuous
v
ariables
were
cate
gorized
into
le
v
els,
ensuring
consistenc
y
across
all
selected
features.
The
processed
cate
gorical
data
w
as
further
con
v
erted
into
structured
sentences
suitable
for
the
sentence
transformer
[18].
One
record
yielded
the
follo
wing
clinical
summary
.
The
patient
had
high
days
of
illness.
L
ymphoc
yte
count
w
as
lymphoc
yte
medium,
and
hemoglobin
(HB)
le
v
els
were
HB
medium.
Neutrophil
percentage
w
as
neutr
v
ery
v
ery
high,
with
an
neutrophil-to-lymphoc
yte
ratio
(NLR)
of
neutr
ultimate
maximum.
Glob
ulin
w
as
glob
ulin
high
while
alb
umin
w
as
alb
umin
minimum.
Aspartate
aminotransferase
(AST)
le
v
els
were
AST
less,
and
serum
sodium
w
as
serum
sodium
v
ery
v
ery
high.
T
otal
bilirubin
(TBIL)
w
as
TBIL
medium,
procalcitonin
(P
CT)
w
as
PCT
maximum,
and
alanine
aminotransferase
(AL
T)
w
as
AL
T
medium.
PL
T
le
v
els
were
PL
T
less,
and
g
amma-glutamyl
transferase
(GGT)
w
as
GGT
minimum.
This
transformation
allo
wed
the
model
to
handle
the
dataset
ef
fecti
v
ely
while
maintaining
the
inte
grity
of
critical
information.
These
cate
gory
thresholds
were
cross-check
ed
ag
ainst
both
statistical
distrib
ution
patterns
and
established
clinical
rele
v
ance
(e.g.,
lo
w
PL
Ts
and
prolonged
fe
v
er
are
well-documented
risk
f
actors
for
IVIG
resistance),
thereby
ensuring
that
the
semantic
transformation
preserv
ed
medical
plausibility
.
These
preprocessing
steps
ensured
the
dataset
w
as
optimized
for
the
transformer
model
and
highlighted
the
importance
of
rob
us
t
preprocessing
in
predicti
v
e
modeling
for
rare
diseases
lik
e
KD.
As
sho
wn
in
Figure
1,
adv
anced
ML
techniques
are
still
underutilized
in
this
eld.
Our
proposed
method
bridges
this
g
ap
by
using
transformers
as
the
base
model.
The
method
section
describes
in
detail
the
underlying
models-BER
T
,
sentence-BER
T
(SBER
T),
and
sentence
transformer
ne-tuning
(SetFit)—before
turning
to
the
introduction
of
our
ne
w
model,
STESO.
This
ordering
allo
ws
for
a
well-founded
comprehension
of
the
progression
of
the
proposed
architecture.
BER
T
is
a
transformer
-based
language
model
designed
for
v
arious
tasks,
such
as
te
xt
classication.
It
uses
a
bidirectional
encoder
and
is
pre-trained
using
self-supervised
learning
tasks,
including
mask
ed
language
modeling
(MLM)
and
ne
xt
sentence
prediction
(NSP)
[19].
These
tasks
allo
w
BER
T
to
capture
the
structural
and
semantic
intricacies
of
hum
an
language
without
requiring
labeled
data.
The
MLM
task
randomly
masks
15%
of
tok
ens
in
the
input
and
predicts
them
based
on
the
surrounding
conte
xt.
The
NSP
task
trains
the
model
to
determine
whether
a
gi
v
en
sentence
follo
ws
another
logically
.
Architecturally
,
BER
T
consists
of
stack
ed
transformer
encoders.
The
base
model
(BER
TB
ASE)
has
12
layers,
768
hidden
dimensions,
and
12
self-attention
heads,
with
110M
parameters
in
total,
while
the
lar
ge
model
(BER
TLARGE)
has
24
layers
and
340M
parameters.
Despite
its
ef
fecti
v
eness
in
numerous
natural
language
processing
tasks,
BER
T
embeddings
underperform
in
pairwise
sentence
tasks,
such
as
clustering
and
similarity
detection.
T
o
address
this
limitation,
SBER
T
w
as
proposed.
Sentence
transformer
(SBER
T)
e
xtends
BER
T
by
using
a
Siamese
or
triplet
netw
ork
architecture
to
handle
pairwise
or
triplet-based
tasks
such
as
classication
and
similarity
comparison
[20].
The
model
ne-tunes
BER
T
embeddings
to
generate
sentence-le
v
el
representations
that
are
more
ef
fecti
v
e
for
pairwise
and
clustering
tasks
[21].
In
its
architecture,
pairs
or
triplets
of
sentences
are
passed
through
the
netw
ork
simultaneously
,
generating
embeddings
that
can
be
directly
used
for
tasks
lik
e
semantic
similarity
or
classication.
In
cases
where
there
is
a
need
for
quick
comparisons,
SBER
T
embeddings
come
in
handy
,
especially
for
do
wnstream
tasks
featuring
sentence
representations.
SetFit
e
xpands
on
the
concept
of
SBER
T
by
applying
a
tw
o-phase
training
methodology
for
fe
w
shot
lea
rning
[22].
F
or
some
recent
w
ork,
fe
w
shot
Int
J
Artif
Intell,
V
ol.
15,
No.
4,
August
2026:
3944–3954
Evaluation Warning : The document was created with Spire.PDF for Python.
Int
J
Artif
Intell
ISSN:
2252-8938
❒
3947
learning
has
been
tar
geted
in
the
medical
eld
which
has
data
constrained
medical
tasks
specically
in
rare
diseases.
F
or
instance,
3D
fe
w-shot
learning
w
as
de
v
eloped
for
a
model
that
classies
rare
knee
injuries
in
magnetic
resonance
imaging
(MRI)
[23]
which
sho
wcases
generalization
to
lo
w-resource
imaging
tasks,
a
challenge
in
the
eld
of
medical
imaging.
LR
RF
GBM
LightGBM
SVM
XGBoost
MLP/NN
nai
v
e
Bayes
CatBoost
EBM
0
2
4
6
3
4
2
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
ML
Models
Mentions
2021
2023
2024
2025
Figure
1.
Model
mentions
across
years
Furthermore,
generati
v
e
data
augmentation
has
been
sho
wn
to
impro
v
e
performance
in
diagnostic
visual
recognition
of
fe
w-shot
cases
which
impro
v
es
the
recognition
of
certain
conditions
that
are
more
dif
cult
to
diagnose
[24].
In
a
similar
design,
lar
ge
language
models
were
used
with
ontologies
in
a
rare
pediatric
epilepsy
case
[25]
which
pro
vided
a
fe
w-shot
e
xtraction
of
information
re
g
arding
drug
ef
cac
y
which
sho
ws
the
enhanced
clinical
natural
language
processing
task
of
semantic
inte
gration.
In
the
rst
phas
e,
the
training
of
the
model
u
s
es
a
contrasti
v
e
technique
where
sentence
pairs
are
made
into
positi
v
e
and
ne
g
ati
v
e
e
xamples.
This
process
signicantly
e
xpands
t
h
e
training
dataset
size,
scaling
it
quadratically
to
O
(
K
2
)
,
where
K
is
the
original
sam
ple
size.
This
phase
ne-tunes
the
sentence
transformer
to
ef
fecti
v
ely
distinguish
between
contrasting
sentences.
In
the
second
phase,
embeddings
generated
by
the
ne-tuned
transformer
are
used
to
train
a
do
wnstream
classier
with
labeled
data.
This
combination
of
contrasti
v
e
learning
and
classication
mak
es
SetFit
particularly
ef
fecti
v
e
in
data-scarce
en
vironments,
of
fering
a
rob
ust
and
ef
cient
foundation
for
generating
embeddings
tailored
to
specic
tasks.
Figure
2
illustrates
the
o
v
erall
training
and
inference
process
of
the
SetFit
model.
Figure
2.
SetFit
training
and
inference
block
diagram
[22]
Intr
avenous
immuno
glob
ulin
r
esistance
pr
ediction
in
Kawasaki
disease
...
(Namitha
Thattar
assery
Nanappan)
Evaluation Warning : The document was created with Spire.PDF for Python.
3948
❒
ISSN:
2252-8938
2.1.
Pr
oposed
sentence
transf
ormer
embeddings
with
SMO
TE
o
v
ersampling
methodology
Ev
en
though
BER
T
and
other
pre-trained
language
transformer
models
create
sentence
embeddings,
the
y
do
not
detect
subtle
dif
ferences
especially
in
imbalanced
datasets.
Here,
the
g
ap
is
addressed
by
using
SMO
TE
in
the
embedding
space
for
the
minority
embeddings
helps
classiers
w
ork
better
.
The
STESO
methodology
combines
sentence
transformer
embeddings,
SMO
TE
o
v
ersampling,
and
ordinary
ML
classiers
to
manage
the
e
xtreme
imbalance
in
class
distrib
ution.
T
o
align
with
transformer
models,
we
con
v
erted
numerical
features
to
te
xtual
sentences.
These
sentences
are
then
encoded
and
run
through
the
paraphrase-MiniLM-L3-v2
model
from
sentence
transformers,
and
the
embeddings
are
created
by
a
v
eraging
the
last
hidden
layer
across
all
tok
ens.
This
creates
high-dimensional
embeddings,
or
v
ector
r
epresentations,
e
i
,
that
capture
v
arious
semantic
and
conte
xtual
aspects.
These
embeddings
go
be
yond
simple
encoding
by
higher
-order
interaction
modeling
with
SHAP-selected
predictors,
lik
e
characterizing
prolonged
fe
v
er
and
lo
w
PL
T
as
a
single
clinical
indicator
.
This
allo
ws
the
model
to
approximate
clinician-style
reasoning,
impro
v
es
generalization
on
imbalanced
datasets,
and
maintains
traceability
to
established
predictors
while
enriching
them
with
conte
xtual
meaning.
Let
the
dataset
be
represented
by
(1).
D
=
{
(
x
1
,
y
1
)
,
(
x
2
,
y
2
)
,
.
.
.
,
(
x
n
,
y
n
)
}
(1)
In
(1),
where
each
x
i
∈
R
14
is
a
14-dimensional
numeric
feature
v
ector
,
and
y
i
∈
{
0
,
1
}
is
the
associated
binary
class
label.
Each
feature
v
ector
x
i
=
[
x
i
1
,
x
i
2
,
.
.
.
,
x
i
14
]
is
transformed
into
a
natural
language
sentence.
This
transformation
is
e
xpressed
through
(2).
S
i
=
concat
(
feature1
is
x
i
1
,
feature2
is
x
i
2
,
.
.
.
,
feature14
is
x
i
14
)
(2)
As
dened
in
(2),
allo
wing
te
xtual
interpretation
of
numerical
features.
This
sentence
is
passed
through
the
pretrained
sentence
transformer
model
(STM)
T
Sent
.
The
model
tok
enizes
the
input
and
encodes
it
into
conte
xtualized
tok
en-le
v
el
embeddings
are
gi
v
en
by
(3).
Encoder
(
S
i
)
=
[
h
1
,
h
2
,
.
.
.
,
h
m
]
(3)
Where
h
j
∈
R
d
and
m
is
the
number
of
tok
ens.
These
tok
en
embeddings
are
aggre
g
ated
using
mean
pooling
to
obtain
a
x
ed-size
v
ector
as
in
(4).
e
i
=
1
m
m
X
j
=1
h
j
,
where
e
i
∈
R
d
(4)
All
embeddings
are
then
stack
ed
to
form
the
matrix.
Stacking
all
embeddings
forms
the
matrix
in
(5).
E
=
e
T
1
e
T
2
.
.
.
e
T
n
∈
R
n
×
d
(5)
T
o
handle
class
imbalance,
SMO
TE
is
applied
in
the
embedding
space.
The
minority
class
embeddings
are
dened
as
(6).
E
+
=
{
e
i
∈
R
d
|
y
i
=
1
}
(6)
Each
e
i
∈
E
+
is
used
to
nd
k
nearest
neighbors
using
Euclidean
distance.
The
nearest
neighbors
are
identied
as
in
(7).
NN
(
e
i
)
=
{
e
i
1
,
e
i
2
,
.
.
.
,
e
ik
}
⊂
E
+
such
that
∥
e
i
−
e
ij
∥
2
is
minimized
(7)
Ne
w
synthetic
samples
are
generated
through
interpolation
as
sho
wn
in
(8).
e
ne
w
=
e
i
+
λ
·
(
e
j
−
e
i
)
,
λ
∼
U
(0
,
1)
(8)
Int
J
Artif
Intell,
V
ol.
15,
No.
4,
August
2026:
3944–3954
Evaluation Warning : The document was created with Spire.PDF for Python.
Int
J
Artif
Intell
ISSN:
2252-8938
❒
3949
The
resulting
balanced
dataset
and
corresponding
labels
are
pro
vided
in
(9)
and
(10).
E
SMO
TE
=
E
∪
{
e
1
ne
w
,
e
2
ne
w
,
.
.
.
,
e
m
ne
w
}
(9)
y
SMO
TE
=
y
∪
{
1
,
1
,
.
.
.
,
1
|
{z
}
m
}
(10)
The
embeddings
E
SMO
TE
and
labels
y
SMO
TE
can
no
w
be
used
to
train
classical
ML
models.
If
LR
is
chosen,
the
predicted
probabilities
ˆ
y
i
∈
[0
,
1]
are
optimized
using
the
binary
c
ross-entrop
y
loss.
The
STESO
architecture
is
detailed
in
Algorithm
1.
This
study
tak
es
adv
antage
of
the
ability
of
pretr
ained
sentence
transformers
to
generate
meaningful
sentence
embeddings
from
minimal
data.
These
embeddings
are
then
balanced
using
SMO
TE
to
address
clas
s
imbalance.
By
combining
this
wit
h
traditional
classiers,
STESO
of
fers
a
practical
solution
for
achie
ving
strong
performance
e
v
en
when
data
is
limited.
Algorithm
1
STESO:
sentence
transformer
embeddings
with
SMO
TE
o
v
ersampling
Requir
e:
tab
ular
dataset
D
=
{
(
x
i
,
y
i
)
}
n
i
=1
,
where
x
i
∈
R
14
,
y
i
∈
{
0
,
1
}
;
pretrained
sentence
transformer
T
sent
;
SMO
TE
function.
Ensur
e:
trained
classier
L
and
e
v
aluation
metrics.
1:
Sentence
Con
v
ersion:
for
each
x
i
,
con
v
ert
to
clinical
sentence
S
i
2:
Sentence
Embedding:
e
i
=
T
sent
(
S
i
)
3:
F
orm
embedding
matrix:
E
=
[
e
1
,
...,
e
n
]
T
∈
R
n
×
d
4:
Ov
ersampling
train
set:
(
E
′
,
y
′
)
=
SMO
TE
(
E
,
y
)
5:
T
raining:
train
a
classier
L
(e.g.,
RF
,
LR)
on
(
E
′
,
y
′
)
6:
Ev
aluation:
compute
accurac
y
,
sensiti
vity
,
specicity
,
and
F1-score
on
test
set
3.
RESUL
TS
AND
DISCUSSION
This
section
compares
traditional
ML,
deep
learning
(DL),
SetFit-based
fe
w-shot
learning
with
a
STM,
and
the
proposed
STESO
frame
w
ork.
Results
sho
w
progressi
v
e
impro
v
ements
across
methods.
On
the
unbalanced
dataset
of
1,398
patient
re
cords,
traditional
ML
models
(LR,
RF
,
SVM,
k-nearest
neighbor
(KNN))
and
a
feed-forw
ard
neural
netw
ork
(FFNN)
achie
v
ed
high
accurac
y
and
specicity
b
ut
performed
poorly
in
predicting
IVIG
resistance,
with
lo
w
sensiti
vity
and
F1-scores
as
in
T
able
1.
T
able
1.
Performance
metrics
of
con
v
entional
ML
and
DL
models
using
dataset
[13]
Metric
LR
RF
SVM
KNN
FFNN
STM
Accurac
y
0.92
0.93
0.90
0.90
0.86
0.88
Sensiti
vity
0.36
0.48
0.15
0.24
0.42
0.48
Specicity
0.99
0.93
1.00
0.93
0..92
0.93
F1-score
0.53
0.70
0.41
0.37
0.46
0.47
T
o
e
v
aluate
sentence
transformer
,
this
study
ne-tuned
t
h
e
SetFit
frame
w
ork
using
its
pret
rained
sentence
transformer
backbone
on
balanced
datasets
with
increasing
shot
sizes
(25,
50,
100,
158).
Sensiti
vity
impro
v
ed
steadily
,
reaching
0.709
with
158-shot
samples
(Figure
3).
Since
lar
ge
datasets
are
uncommon
in
rare
diseases
such
as
KD,
this
study
e
xtended
this
idea
by
directly
emplo
ying
the
same
STM
to
generate
semantically
rich
embeddings
from
the
full
clinical
dataset.
Applying
SMO
TE
in
this
embedding
space
produced
balanced
training
data
that
preserv
ed
clinical
structur
e,
enabling
traditional
ML
models
to
more
ef
fecti
v
ely
detect
resistant
cases.
As
sho
wn
in
Figures
4
and
5,
STESO
consistently
impro
v
ed
sensiti
vity
and
F1-scores,
with
RF
achie
ving
the
best
o
v
erall
performance
due
to
its
capacity
to
capture
comple
x
non-linear
interactions
within
the
enriched
feature
space.
These
ndings
underscore
STESO’
s
strength
as
a
scalable
solution
for
predicti
v
e
modeling
in
rare
and
imbalanced
medical
datasets.
Intr
avenous
immuno
glob
ulin
r
esistance
pr
ediction
in
Kawasaki
disease
...
(Namitha
Thattar
assery
Nanappan)
Evaluation Warning : The document was created with Spire.PDF for Python.
3950
❒
ISSN:
2252-8938
LR
RF
SVM
KNN
FFNN
STM
0
0
.
2
0
.
4
0
.
6
0
.
8
1
0
.
65
0
.
6
0
.
6
0
.
4
0
.
4
0
.
33
0
.
5
0
.
6
0
.
6
0
.
7
0
.
6
0
.
38
0
.
72
0
.
72
0
.
72
0
.
55
0
.
5
0
.
54
0
.
51
0
.
58
0
.
54
0
.
48
0
.
61
0
.
71
Model
Sensiti
vity
2-w
ay
25
shot
2-w
ay
50
shot
2-w
ay
100
shot
2-w
ay
158
shot
Figure
3.
Sensiti
vity
impro
v
ement
of
STM
with
increasing
shot
counts
LR
RF
SVM
KNN
FFNN
0
0
.
5
1
Best
Model
Performance
Metric
Acc
(Before)
Acc
(After)
Sens
(Before)
Sens
(After)
Spec
(Before)
Spec
(After)
F1
(Before)
F1
(After)
Figure
4.
Performance
comparison
of
selected
ML
models
before
and
after
applying
sentence
transformer
embeddings
with
SMO
TE.
RF-STESO
sho
ws
the
best
o
v
erall
performance
across
all
metrics
LR-Sen
LR-F1
RF-Sen
RF-F1
SVM-Sen
SVM-F1
KNN-Sen
KNN-F1
FFNN-Sen
FFNN-F1
0
0
.
5
1
0
.
36
0
.
53
0
.
48
0
.
7
0
.
15
0
.
41
0
.
24
0
.
37
0
.
42
0
.
46
0
.
72
0
.
72
0
.
96
0
.
95
0
.
59
0
.
66
0
.
99
0
.
82
0
.
79
0
.
78
Model-Metric
Performance
Metric
ML
ML
STESO
Figure
5.
Impro
v
ement
in
sensiti
vity
and
F1-score
with
ML
STESO
T
o
e
v
aluate
rob
ustness
be
yond
the
initial
dataset,
this
study
applied
STESO
to
a
second
highly
imbalanced
dataset
[17].
As
sho
wn
in
T
able
2,
STESO
impro
v
ed
performance
across
all
models
(LR,
RF
,
SVM,
KNN,
and
FFNN).
These
g
ains
stem
from
the
syner
gy
of
transformer
-based
embeddings,
which
capture
meaningful
clinical
patterns,
and
SMO
TE,
which
balances
minority
cases
in
the
semantic
space.
This
combination
enabled
better
detection
of
resistant
cases
compared
to
baselines.
All
impro
v
ements
were
conrmed
as
statis
tically
signicant
using
McNemar’
s
test
(
p
<
0
.
05
)
with
10
fold
cross
v
alidation
with
RF
and
RF-STESO,
demonstrating
STESO’
s
rob
ustness
and
adaptability
for
imbalanced
datasets.
Int
J
Artif
Intell,
V
ol.
15,
No.
4,
August
2026:
3944–3954
Evaluation Warning : The document was created with Spire.PDF for Python.
Int
J
Artif
Intell
ISSN:
2252-8938
❒
3951
T
able
2.
Sensiti
vity
and
F1-score
impro
v
ements
on
dataset
2
[17]
(ML
vs
ML
STESO)
to
ensure
model
consistenc
y
and
generalizability
Model
Sensiti
vity
(Before)
Sensiti
vity
(After)
F1-score
(Before)
F1-score
(After)
LR
0.14
0.52
0.24
0.32
RF
0.14
0.81
0.24
0.85
SVM
0.00
0.56
0.00
0.35
KNN
0.10
0.60
0.17
0.31
FFNN
0.35
0.46
0.26
0.60
According
to
the
T
able
3,
the
comparison
sho
ws
that
RF-STESO
is
superior
to
both
con
v
olut
ional
neural
netw
orks
(CNNs)
which
use
con
v
olutional
lters
to
capture
local
feature
interactions,
and
the
feature
tok
enizer
transformer
(FT
-T
ransformer)
which
is
an
attention-based
model
for
tab
ular
data,
pro
viding
greater
and
more
balanced
v
alues
across
all
the
metrics
of
accurac
y
,
sensiti
vity
,
specicity
,
and
F1-score.
Ev
en
though
CNNs
deli
v
er
acceptable
perf
o
r
mance
and
FT
-T
ransformers
yield
disproportionate
outcomes
across
the
metrics,
RF-STESO
still
sho
ws
remarkable
consistenc
y
across
both
datasets.
This
result
underscores
the
po
wer
of
inte
grating
semantic
embeddings
with
RF
to
achie
v
e
dependable
forecasting
for
RF-STESO
in
clinically
imbalanced
scenarios.
T
able
3.
Performance
comparison
of
CNN,
FT
-T
ransformer
,
and
RF
STESO
across
datasets
Model/Dataset
Accurac
y
Sensiti
vity
Specicity
F1-score
CNN
[13]
0.89
0.83
0.83
0.83
FT
-T
ransformer[13]
0.90
0.27
1.00
0.43
RF
STESO
[13]
0.95
0.96
0.95
0.96
CNN
[17]
0.83
0.93
0.74
0.82
FT
-T
ransformer
[17]
0.80
0.32
0.94
0.41
RF-STESO
[17]
0.85
0.81
0.89
0.85
3.1.
Ablation
study
,
failur
e
analysis,
and
futur
e
dir
ections
T
o
e
v
aluate
each
component
of
embedding
generation
and
o
v
ersampling,
in
this
ablation
study
tested
v
e
scenarios:
i)
ML
models
trained
on
ra
w
clinical
data,
ii)
ML
models
trained
on
ra
w
clinical
data
after
SMO
TE
o
v
ersampling,
iii)
ML
models
trained
on
sentence-transformer
embeddings
with
SMO
TE
o
v
ersampling,
which
is
our
proposed
STESO
frame
w
ork,
i
v)
a
comparati
v
e
benchmark
of
STESO
ag
ainst
DL
approaches,
CNN
and
FT
-T
ransformer
,
which
w
as
trained
directly
on
tab
ular
data
as
sho
wn
in
T
ables
3
and
4,
and
v)
o
v
ersampled
FT
T
ransformer
embedding
with
sentence
transformer
embeddings
as
sho
wn
T
able
5.
Performance
e
v
aluation
sho
wed
that
STESO
resulted
in
the
highest
sensiti
vity
and
F1-score.
This
illustrates
the
syner
gistic
ef
fect
that
learning
semantic
representations
and
adjusting
class
distrib
utions
on
detecting
the
minority
class
in
IVIG
resistance
prediction.
This
model
is
a
no
v
el
decision-support
conceptual
tool
that
helps
clinicians
in
the
early
identica
tion
of
IVIG
resistance.
Such
a
model
w
ould
enable
clinicians
to
identify
high-risk
patients
that
require
close
monitoring,
timely
echocardiographic
e
v
aluation,
or
the
consideration
of
adjunct
therapies.
Ho
we
v
er
it’
s
use
is
constr
ained
by
l
imitations
such
as
the
relati
v
ely
small
dataset,
site-specic
bias,
and
the
need
for
e
xternal
v
alidation
before
clinical
deplo
yment.
In
proposed
method,
some
models
sho
wed
a
decline
in
accurac
y
and
specicity
.
But
in
our
case,
the
accurate
prediction
of
IVIG
resistance
is
more
critical
than
predicting
responsi
v
e
patients.
So,
we
mainly
focused
on
impro
ving
the
sensiti
vity
and
F1-score.
Other
o
v
ersampling
approaches
lik
e
adapti
v
e
synthetic
(AD
ASYN)
also
not
e
xplored
in
current
study
.
Ev
enthough,
the
embeddings
enable
the
representation
learning,
these
latent
features
are
dif
cult
to
interpret.
T
o
impro
v
e
interpretation,
e
xplainable
techniqus
lik
e
SHAP
can
be
utilized
in
future.
Future
w
ork
will
also
include
e
xternal
v
alidation
on
geographically
distinct
cohorts
to
enhance
generalizability
,
alongside
ef
forts
to
impro
v
e
interpretability
of
transformer
embeddings,
as
well
as
e
xploring
recent
adv
ances
in
multimodal
fusion
and
graph-based
modeling
to
capture
richer
clinical
representations.
While
embeddings
bridge
structured
and
unstructured
cli
nical
data
for
CDSS,
ethical
and
deplo
yment
considerations
remain
critical.
This
study
plan
to
address
bias
mitig
ati
on
,
strengthen
data
pri
v
ac
y
safe
guards,
conduct
multi-center
clinical
v
alidation,
and
e
xplore
inte
gration
into
EHR
systems
and
mobile
diagnostics
to
support
real-w
orld
adoption.
Intr
avenous
immuno
glob
ulin
r
esistance
pr
ediction
in
Kawasaki
disease
...
(Namitha
Thattar
assery
Nanappan)
Evaluation Warning : The document was created with Spire.PDF for Python.
3952
❒
ISSN:
2252-8938
T
able
4.
Comparison
of
LR,
RF
,
SVM,
and
KNN
under
dif
ferent
data
balancing
strate
gies
using
data
[17]
Method
LR
RF
SVM
KNN
Sensiti
vity
ML
models
(no
SMO
TE)
0.14
0.14
0.00
0.10
ML
+
SMO
TE
(ra
w
features)
0.67
0.25
0.39
0.50
Sentence
transformer
embeddings
+
SMO
TE
+
ML
0.52
0.81
0.56
0.60
F1-score
ML
models
(no
SMO
TE)
0.24
0.24
0.00
0.17
ML
+
SMO
TE
(ra
w
features)
0.44
0.29
0.34
0.33
Sentence
transformer
embeddings
+
SMO
TE
+
ML
0.32
0.85
0.35
0.31
T
able
5.
Comparison
of
sentence
transformer
and
FT
-T
ransformer
embeddings
with
SMO
TE
for
selected
ML
models
using
data
[17]
Model
Sensiti
vity
Sensiti
vity
F1-score
F1-score
(Sentence
transformer)
(FT
-T
ransformer)
(Sentence
transformer)
(FT
-T
ransformer)
LR
0.52
0.25
0.32
0.30
RF
0.81
0.25
0.85
0.36
SVM
0.56
0.37
0.35
0.42
KNN
0.60
0.37
0.31
0.37
4.
CONCLUSION
STESO
demonstrates
that
combining
sentence
transformer
-based
embeddings
with
o
v
ersampling
in
the
semantic
space
pro
vides
a
po
werful
solution
for
IVIG
resistance
prediction
in
KD.
By
le
v
eraging
pretrained
sentence
transformers,
the
proposed
method
in
this
study
captures
deeper
clinical
relationships,
and
applying
o
v
ersampling
in
this
enriched
representation
space
generates
synthetic
resistant
cases
t
h
a
t
preserv
e
semantic
and
biological
plausibility
,
unlik
e
ra
w
feature
o
v
ersampling
which
can
produce
unrealistic
combinations.
This
syner
gy
enhances
sensiti
vity
and
F1-score
across
models,
with
RF–STESO
achie
ving
the
strongest
performance
by
e
xploiting
comple
x
interactions
within
the
embeddings.
Moreo
v
er
,
the
embedding-space
o
v
ersampling
introduces
controlled
perturbations
akin
to
re
gularization,
impro
ving
rob
us
tness
and
generalization
to
unseen
data.
Be
yond
KD,
this
strate
gy
of
fers
a
transferable
pathw
ay
for
other
rare
disease
prediction
tasks
where
limited
and
imbalanced
datasets
remain
a
critical
challenge,
making
transformer–o
v
ersampling
inte
gration
a
promising
step
to
w
ard
more
reliable
and
personalized
healthcare
solutions.
FUNDING
INFORMA
TION
Authors
state
there
is
no
funding
in
v
olv
ed.
A
UTHOR
CONTRIB
UTIONS
ST
A
TEMENT
This
journal
uses
the
Contrib
utor
Roles
T
axonomy
(CRediT)
to
recognize
indi
vidual
author
contrib
utions,
reduce
authorship
disputes,
and
f
acilitate
collaboration.
Name
of
A
uthor
C
M
So
V
a
F
o
I
R
D
O
E
V
i
Su
P
Fu
Namitha
Thattarasse
y
Nanappan
✓
✓
✓
✓
✓
✓
✓
✓
✓
✓
Ragha
v
endra
Srini
v
asaiah
✓
✓
✓
✓
✓
✓
✓
V
inith
Rejathalal
✓
✓
✓
✓
✓
✓
✓
C
:
C
onceptualization
I
:
I
n
v
estig
ation
V
i
:
V
i
sualization
M
:
M
ethodology
R
:
R
esources
Su
:
Su
pervision
So
:
So
ftw
are
D
:
D
ata
Curation
P
:
P
roject
Administration
V
a
:
V
a
lidation
O
:
Writing
-
O
riginal
Draft
Fu
:
Fu
nding
Acquisition
F
o
:
F
o
rmal
Analysis
E
:
Writing
-
Re
vie
w
&
E
diting
Int
J
Artif
Intell,
V
ol.
15,
No.
4,
August
2026:
3944–3954
Evaluation Warning : The document was created with Spire.PDF for Python.
Int
J
Artif
Intell
ISSN:
2252-8938
❒
3953
CONFLICT
OF
INTEREST
ST
A
TEMENT
The
author
declares
that
there
are
no
kno
wn
conicts
of
interest
associated
with
this
publication.
Ther
e
are
no
nancial
or
personal
relationships
that
could
inappropriately
inuence
or
bias
the
content
of
this
w
ork.
INFORMED
CONSENT
Not
applicable.
This
study
did
not
in
v
olv
e
human
participants,
human
data,
or
an
y
per
sonally
identiable
information.
All
data
used
were
either
publicly
a
v
ailable,
fully
anon
ymized,
or
deri
v
ed
from
non-human
sources,
and
therefore
no
informed
consent
w
as
required
from
indi
viduals.
ETHICAL
APPR
O
V
AL
Not
applicable.
This
research
did
not
in
v
olv
e
human
subjects,
human
biological
materials,
or
e
xperimental
procedures
on
animals.
The
w
ork
w
as
conducted
solely
on
computational
models,
publicly
a
v
ailable
datasets,
or
non-sensiti
v
e
data
that
did
not
re
q
ui
re
interv
ention
with
li
ving
or
g
anisms.
Therefore,
ethical
appro
v
al
from
an
institutional
re
vie
w
board
or
animal
ethics
committee
w
as
not
necessary
for
this
study
.
D
A
T
A
A
V
AILABILITY
The
dataset
used
in
this
study
is
publicly
a
v
ailable
and
w
as
obtained
from
pre
viously
published
research
as
cited
in
references
[13]
and
[17].
No
ne
w
data
were
generated
for
this
w
ork.
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